Analyst, Portfolio Compliance

As a Portfolio Compliance Analyst at Connor, Clark & Lunn Financial Group in Gurugram, India, you will play a crucial role in the investment process by working closely with institutional portfolio managers and affiliate compliance officers. Your responsibilities will include: - Using Charles River to create and monitor pre-trade and post-trade compliance rules for all asset classes and security types based on client mandates, global regulations, industry best practices, and firm-wide guidelines. - Utilizing FundApps for monitoring and reporting beneficial ownership, short selling, and takeover panel disclosures. - Preparing compliance certificates and reports for internal managers and external clients and regulators. - Collaborating with various business groups within the company such as portfolio management, operations, and legal to address compliance-related inquiries and resolve issues. - Enhancing portfolio compliance procedures and controls continuously. - Leading projects of varying scope and size while providing guidance to compliance analysts. To be successful in this role, you should demonstrate: - A strong passion for compliance with at least five years of experience in Asset Management focusing on compliance. - A risk-intelligent mindset and a solid understanding of portfolio compliance within a broader risk management framework. - A commitment to operational excellence with a keen eye for detail, accuracy, and timeliness. - Strong critical thinking skills and problem-solving abilities. - Curiosity and a willingness to ask questions. - Effective communication skills and a collaborative spirit for seamless teamwork. - Proficiency in project management and organizational skills. - Ability to quickly adapt to new systems and tools with advanced computer skills, particularly in MS Excel. Experience with Charles River is advantageous. Connor, Clark & Lunn Financial Group is an independent and employee-owned firm that values opportunities for both clients and employees. With over 40 years of experience and a global presence, we manage over $133 billion in client assets across various investment products. We are committed to diversity and inclusion and are proud to be an equal opportunity employer. If you are interested in joining our team, please submit your resume and cover letter as one PDF. We appreciate all applicants' interest, and only shortlisted candidates will be contacted for interviews. No phone calls or recruitment agencies, please. As a Portfolio Compliance Analyst at Connor, Clark & Lunn Financial Group in Gurugram, India, you will play a crucial role in the investment process by working closely with institutional portfolio managers and affiliate compliance officers. Your responsibilities will include: - Using Charles River to create and monitor pre-trade and post-trade compliance rules for all asset classes and security types based on client mandates, global regulations, industry best practices, and firm-wide guidelines. - Utilizing FundApps for monitoring and reporting beneficial ownership, short selling, and takeover panel disclosures. - Preparing compliance certificates and reports for internal managers and external clients and regulators. - Collaborating with various business groups within the company such as portfolio management, operations, and legal to address compliance-related inquiries and resolve issues. - Enhancing portfolio compliance procedures and controls continuously. - Leading projects of varying scope and size while providing guidance to compliance analysts. To be successful in this role, you should demonstrate: - A strong passion for compliance with at least five years of experience in Asset Management focusing on compliance. - A risk-intelligent mindset and a solid understanding of portfolio compliance within a broader risk management framework. - A commitment to operational excellence with a keen eye for detail, accuracy, and timeliness. - Strong critical thinking skills and problem-solving abilities. - Curiosity and a willingness to ask questions. - Effective communication skills and a collaborative spirit for seamless teamwork. - Proficiency in project management and organizational skills. - Ability to quickly adapt to new systems and tools with advanced computer skills, particularly in MS Excel. Experience with Charles River is advantageous. Connor, Clark & Lunn Financial Group is an independent and employee-owned firm that values opportunities for both clients and employees. With over 40 years of experience and a global presence, we manage over $133 billion in client assets across various investment products. We are committed to diversity and inclusion and are proud to be an equal opportunity employer. If you are interested in joining our team, please submit your resume and cover letter as one PDF. We appreciate all applicants' interest, and only shortlisted candidates will be contacted for interviews. No phone calls or recruitment agencies, please.